A novel rank-based non-parametric method for longitudinal ordinal data

作者:Zhuang, Yan; Guan, Ying; Qiu, Libin; Lai, Meisheng; Tan, Ming T.*; Chen, Pingyan*
来源:Statistical Methods in Medical Research, 2018, 27(9): 2775-2794.
DOI:10.1177/0962280216686628

摘要

Longitudinal ordinal data are common in biomedical research. Although various methods for the analysis of such data have been proposed in the past few decades, they are limited in several ways. For instance, the constraints on parameters in the proportional odds model may result in convergence problems; the rank-based aligned rank transform method imposes constraints on other parameters and the distributional assumptions with parametric model. We propose a novel rank-based non-parametric method that models the profile rather than the distribution of the data to make an effective statistical inference without the constraint conditions. We construct the test statistic of the interaction first, and then construct the test statistics of the main effects separately with or without the interaction, while adjusted coefficient for the case of ties is derived. A simulation study is conducted for comparison between rank-based non-parametric and rank-transformed analysis of variance. The results show that type I errors of the two methods are both maintained closer to the priori level, but the statistical power of rank-based non-parametric is greater than that of rank-transformed analysis of variance, suggesting higher efficiency of the former. We then apply rank-based non-parametric to two real studies on acne and osteoporosis, and the results also illustrate the effectiveness of rank-based non-parametric, particularly when the distribution is skewed.